Advanced seminar AML, FinSA, FinIA
This seminar aims to review, deepen and update knowledge and practices of regulatory requirements on:
- AMLA
- Rules of conduct according to the FinSA and another specialized knowledge
- FinIA
The update of regulatory knowledge enables the professionals concerned to maintain their qualifications and to fulfill the minimum continuing education requirements.
Thème | Contenus | Intervenants |
AMLA | Higher-risk relationships & FinIA/FinSA Outsourcing | AML: Higher-risk relationships: Identification of risks in relation with PEP & FinIA/FinSA: Outsourcing - Keypoints | Lenz & Staehelin |
FinIA| FINMA Portfolio Manager License | FINMA Portfolio Manager License: Changes of facts or activities: What are the duties towards the supervisory organization and FINMA? | Lenz & Staehelin |
AMLA | Compliance, identification of criminal offences | AML: Identification of the criminal offences prior to money laundering | FBT Avocats SA |
FinSA/FinIA | Risk management | FinSA/FinIA: How to avoid lawsuits: impacts of FinSA/FinIA and FINMA circulars and civil jurisprudence | FBT Avocats SA |