SEC Support

On this page, you will find the contact details of a specialized service provider in the field of SEC Compliance. The offering is designed specifically for wealth managers with U.S. connections and includes support with SEC registration, the implementation of compliance programs, and the ongoing fulfillment of regulatory requirements.

Contact:

Anja Schmid, Senior Manager
anja.schmid(at)pqs.ch
Tel. +41 44 253 67 66
www.pqs.ch