Compliance Support
A Growing Network of Compliance Experts
On this page, you will find selected partners offering specialized support in the areas of compliance, risk management, and regulatory matters.
In the coming months, this network will be expanded with additional companies and subject matter experts providing services in areas such as SEC Compliance, Regulatory Consulting, Anti-Money Laundering (AML), Internal Control Systems (ICS), and Risk Management.
The objective is to provide our members with qualified access to the expertise they need to address their day-to-day regulatory and operational challenges.
SEC Support
On this page, you will find the contact details of a specialized service provider in the field of SEC Compliance. The offering is designed specifically for wealth managers with U.S. connections and includes support with SEC registration, the implementation of compliance programs, and the ongoing fulfillment of regulatory requirements.
PQ Solutions - Overview (Visible for Active Members only)
Contact:
Anja Schmid, Senior Manager
anja.schmid(at)pqs.ch
Tel. +41 44 253 67 66
www.pqs.ch