This seminar aims to review, deepen and update knowledge and practices of regulatory requirements on:

• AMLA
• Rules of conduct according to the FinSA and another specialized knowledge
• FinIA

The content is based on the latest regulatory changes, new case law, the experiences of the SAM and the key players involved - such as auditors and supervisory organization - as well as the expectations of FINMA.

The update of regulatory knowledge enables the professionals concerned to maintain their qualifications and to fulfill the minimum continuing education requirements of the supervisory organisations and FINMA.