Advanced seminar AML, FinSA, FinIA
This seminar aims to review, deepen and update knowledge and practices of regulatory requirements on:
- AMLA
- Rules of conduct according to the FinSA and another specialized knowledge
- FinIA
The update of regulatory knowledge enables the professionals concerned to maintain their qualifications and to fulfill the minimum continuing education requirements.
| Regulatory topic | Content | Speaker |
| FinIA, FinSA, AML I Impact of client classification & Investment strategy | Impact of client classification on the selection of investment strategies, the choice of financial products, and the liability of the portfolio manager | FBT Avocats SA |
| FinIA, FinSA, AML I outsourcing, governance and risk management | Outsourcing, in particular the use of cloud services / AI – Governance and risk management requirements, including obligations in the event of cyberattacks
| Lenz & Staehelin |
| FinIA, FinSA, AML I Mapping of special cases in investments | AML Aspects
| PricewaterhouseCoopers AG |
| FinIA, FinSA I Prudential audit, key points & recommandations | Prudential supervision and audit: key supervisory elements, points of improvement, recommendations, benchmarks.
| BDO AG |