Advanced seminar AML, FinSA, FinIA
This seminar aims to review, deepen and update knowledge and practices of regulatory requirements on:
- AMLA
- Rules of conduct according to the FinSA and another specialized knowledge
- FinIA
The update of regulatory knowledge enables the professionals concerned to maintain their qualifications and to fulfill the minimum continuing education requirements.
Program
Topic | Content | Speaker |
FinSA/CISA, AMLA | Clients’ segmentation | Clients’ segmentation (FinSA, CISA), civil consequences and link with AMLA | FBT Avocats SA |
FinSA | Mandate agreement | Management and Advisory Mandates: relevance of the contractual provisions and protection of the Portfolio Manager | FBT Avocats SA |
AMLA | Compliance, sanctions, risk analysis | Navigating AML & Sanctions compliance - choosing the right path | Lenz & Staehelin |
FinIA | Risk management | Capital adequacy requirements and liquidity risk management | Lenz & Staehelin |
For any registration after noon on 26.11.2024, please contact us at the address geneve@vsv-asg.ch to receive the documentation