Webinars (Visible for Members only)
06.12.2022: BDO - Implementation of the regulations and policies submitted during the authorization process
04.11.2022: SAM and Lenz Staehelin - FINMA Portfolio Manager License, What's next ?
10.02.2022: PwC - Own funds and Guidelines - Presentation of the Model Business Plan and Own funds calculator
10.02.2022: VSV - Own funds and Guidelines - Selbstregulierung in der Vermögensverwaltung
12.11.2021: BDO - FINMA licence: authorisation requirements
11.05.2021: PwC - Procedure of authorization with the FINMA
25.06.2024: Progetto Circolare FINMA sugli Obblighi di comportamento ai sensi della LSerFi
Breakfast Meetings (Visible for Members only)
29.10.2019: FBT Avocats - Fund Investment Managers, Application for FINMA’s licence under the FinIA and other key topics
26.09.2019: Schellenberg Wittmer - Ancillary Services of Asset Managers
Documents Overview SAM (Visible for Members only)
Communication (Visible for Members only)
10.06.2025: FINMA Press Release - Resumption of US registered investment advisers' requests by the SEC.
