Seminar AML, FinSA, FinIA

Date
21.05.2024
Horaire
08:30 - 12:30
Lieu
Webinar
Pricing
Registration

This seminar meets the minimum requirements of the SRO, the SO and FINMA. Its objectives are to acquire the necessary knowledge of the AML, the FinSA rules of conduct and the organization, as well as to cover specific content related to current events.

The seminar will include theoretical parts, practical examples and a round for participants' questions.

Program

Topic

Content

Speaker

Introduction & Moderation

SAM

AMLA | Framework

Swiss apparatus for combating
money laundering (Criminal
Code, AMLA, AMLO,
AMLO-FINMA, qualified tax offences)

GrantThornton,
Matthias Müller

AMLA | Compliance

Due diligence obligations

GrantThornton,
Matthias Müller

FinIA

Organisation

GrantThornton,
Fabian Schmid

MROS

Cases of reporting

GrantThornton,
Matthias Müller

Regulatory news

Changes in 2023/24

GrantThornton,
Boris Hofer

FinSA

Rules of conduct

GrantThornton,
Thomas Hulmann

Update

Recent case law

GrantThornton,
Thomas Hulmann

Practical aspects

Case studies and quiz

All speakers (distributed among topics)