Seminars for the training of auditors in the areas of money laundering prevention and the Code of Ethics and Professional Conduct
In these events, auditors are specifically trained for the auditing of the adherence to the Code of Ethics and Professional Conduct by asset managers. In addition to the Code of Ethics and Professional Conduct, the auditors should also learn more about the specific characteristics of the assets management business.
Active members are also invited to attend these seminars. The periodic audit is intended to be more than just a check for the members, but should extend beyond this into a dialogue with the auditor that leads to continuous improvement in the company organisation. Preparation for and cooperation during the audit can be improved of the aim and purpose of the audit is equally known by both parties.
These seminars are considered to be further training in sense of the Anti-Money Laundering Act and the SAAM Code of Ethics and Professional Conduct.