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AMLA/ Code of Ethics and Professional Conduct audit

The active members of the Association are reviewed within the scope of a periodic AMLA/SAAM Code of Ethics and Professional Conduct audit to ensure that they adhere to the Code of Ethics and Professional Conduct and the Anti-Money Laundering Act (AMLA).

 

Choice of auditors

 | Members must choose an auditor for the AMLA/Code of Ethics and Professional Conduct who meets the recognition requirements of the SAAM. The auditors for the audit under Swiss GAAP and the AMLA may be the same.

 

Submission of the AMLA/Code of Ethics and Professional Conduct audit report

 | The audit report is to be submitted to SAAM by members within six months following closing of the business year. The report is to be sent to the regional office that is in charge of the member (Zurich, Geneva or Lugano). Sanctions will be levied for submissions that are late. Detailed information on the submission of the audit report is available here.