Regulatory Trainings

Every year, SAM offers online basic and continuing training in the areas of AMLA, FinSA and FinIA so that you can keep your knowledge up to date and meet the minimum qualification requirements of the SOs and FINMA in this area.

The webinars led by renowned lawyers and auditors recorded over 2,000 participants in 2022 and achieved satisfaction rates of over 80%.

 

Training Offers

Seminar AML, FinSA, FinIA

This seminar provides an overview of the applicable legal provisions. It provides basic training in the areas of AMLA, FinSA, FinIA and general financial market regulation.

Advanced seminar AML, FinSA, FinIA

This seminar aims to review, deepen and update knowledge and practices of regulatory requirements on:

  • AMLA
  • Rules of conduct according to the FinSA and another specialized knowledge
  • FinIA

The content is based on the latest regulatory changes, new case law, the experiences of the SAM and the key players involved - such as auditors and supervisory organization - as well as the expectations of FINMA.

The update of regulatory knowledge enables the professionals concerned to maintain their qualifications and to fulfill the minimum continuing education requirements of the supervisory organisations and FINMA.

Agenda
Course / Registration Date Duration Speakers SAM credits SAQ hours
(re-certification CWMA)
Seminar AML, FinSA, FinIA Tuesday,
May 21
Morning
4 hours
SAM Partner - Auditor 4 -
           
Advanced seminar AML, FinSA, FinIA Thursday,
November 28
Morning
4 hours
SAM Partner lawyers 4 4
Pricing
  Members Audit firms Non members
Seminar AML, FinSA, FinIA
(DE/FR/IT/EN) – not included in combined price for two modules
CHF 360 CHF 550 CHF 550
Advanced seminar AML, FinSA, FinIA
DE: Module 1 + 2
FR: Modules 1 + 2
IT: Moduli 1 + 2
EN
one modul
(1 or 2 or EN)
CHF 360 CHF 360 CHF 550
two modules
(1 and/or 2 and/or EN)
CHF 460 CHF 460 CHF 700
Annual flat rate * CHF 2'700 n/a n/a
  Prices excl. VAT.

 

* unlimited number of participants in all seminars
Please register before the start of the course to take advantage of this offer by sending an e-mail to zuerich@vsv-asg.ch.